Job Aid

Commercial Cannabis Business Board Report for Financial Institutions

Commercial Cannabis Business Board Report for Financial Institutions

Financial institution compliance executives can use this resource to assist them with implementing a robust, formally documented commercial cannabis business board report. Use ACCCE’s editable board report template document to provide your board with information specific to your cannabis banking program, including the effect of this client segment on the overall risk profile and suspicious activity reporting, the outcome of any recent audits, and an identification of Key Performance Indicators (KPIs) and Key Risk Indicators (KRIs).

This job aid package includes:

  • Commercial Cannabis Business Board Report for Financial Institutions Background document
  • Commercial Cannabis Business Board Report for Financial Institutions Template document
  • High-level board overview PowerPoint slide to include with your board report

This job aid package is intended for:

  • Financial institution executives
  • Financial institution compliance and risk functions
Compliance Risk Assessment Template

Compliance Risk Assessment Template

Commercial cannabis risk professionals can meet their business objectives while reducing risk with this customizable, cost-effective compliance risk assessment template. The editable template and accompanying instructions document will walk you through the steps for documenting your company’s risk appetite, inherent risks, and control environment to arrive at your residual risk rating.

This job aid package includes:

  • ACCCE Compliance Risk Assessment Instructions
  • ACCCE Compliance Risk Assessment Template

This job aid package is intended for:

  • Risk managers
  • Compliance officers
  • CEOs
Risk Program Package

Risk Program Package

ACCCE’s risk program is a great starting place for commercial cannabis businesses with no risk program in place, or for commercial cannabis businesses looking to enhance their current risk program and free to ACCCE members.

Ancillary cannabis businesses can also use this risk program template to assist their commercial cannabis clients in implementing a risk program.

The instructions document and accompanying video will help you understand how to create a commercial cannabis risk program by establishing what each section in the template does for your business, how to modify certain sections to be specific to your business, and how to formalize the program through a corporate approval process.

This risk program package is intended for:

  • Risk officers
  • Compliance officers
  • Compliance managers
  • General counsel
  • Compliance and risk functions at ancillary cannabis businesses