Financial institution boards of directors and executives can use this checklist to guide the conversation on selecting a lead cannabis banking director, their major activities, and reports the board may want to review.
This checklist is intended for:
Produced by Joe Bonner for the “Cannabis Banking in the Boardroom: Risk Management” Webinar.
Commercial cannabis risk managers and compliance officers can use this checklist to draft a formal compliance policy that will address their company’s adherence to applicable laws and regulations and internal standards. This checklist walks through the major components of a robust compliance policy.
This checklist is intended for:
Produced by Vijay S. Choksi, Esq. for the “Introduction to Compliance Management – Establishing the Culture of Compliance” Webinar.
Financial institution AML and BSA staff can use this reference to guide the conversation on what to review for cannabis banking due diligence.
This resource is intended for:
Produced by Cathy Scharf for the “5 High-Risk Areas of Cannabis Banking” webinar, this checklist runs through the material differences a financial institution should consider in their due diligence and enhanced due diligence.
Commercial cannabis risk managers and compliance officers can use this checklist to assist them in measuring the effectiveness of their company’s compliance culture. Compliance culture is built over time, and this checklist will assist with answering key questions about the strength of the internal control environment, training, and communication.
This checklist is intended for:
Produced by Donald Luther for the “Introduction to Compliance Management – Establishing the Culture of Compliance” Webinar.